The Riffle Podcast – Détails, épisodes et analyse

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The Riffle Podcast

10 Leaves

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Fréquence : 1 épisode/4j. Total Éps: 80

ADGM & DIFC Regulatory Insights Stay ahead of the curve with expert analysis on consultation papers and regulatory updates from ADGM and DIFC. Each episode breaks down complex proposals into clear, actionable insights—perfect for legal professionals, compliance officers, and policy enthusiasts navigating the UAE’s evolving financial landscape.

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Données mises à jour le 14/07/2026

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UAEFIU Regulation No. (1) of 2026- Suspension of Suspicious Transactions & Freezing of Funds.

jeudi 11 juin 2026 • Durée 19:47

In this episode of The Riffle, we examine UAEFIU Regulation No. (1) of 2026 and its implications for financial institutions, Designated Non-Financial Businesses and Professions (DNFBPs), Virtual Asset Service Providers (VASPs), compliance professionals, and other Reporting Entities operating within the UAE’s AML/CFT framework.

The discussion explores the key regulatory measures introduced by the Regulation, including the new Postponement Suspicious Transaction Report (PSTR) framework, enhanced reporting obligations, and the UAE Financial Intelligence Unit’s expanded powers to issue Suspension Orders, Freezing Orders, and Monitoring Orders. Topics include the circumstances requiring urgent reporting, transaction postponement requirements, operational timelines, and the responsibilities of Reporting Entities when responding to FIU directives.

Further, the episode highlights customer due diligence considerations, restrictions on tipping-off, customer notification requirements for freezing orders, asset management obligations, recordkeeping standards, governance expectations, and the requirement for 24/7 operational readiness. Special attention is given to compliance officer responsibilities, internal controls, auditability requirements, and the sanctions that may arise from non-compliance under the UAE AML framework.

A concise briefing for compliance officers, MLROs, financial institutions, DNFBPs, VASPs, legal advisors, risk professionals, internal auditors, and regulated entities seeking to understand the UAEFIU’s enhanced powers and the practical implications of the latest regulatory framework for suspicious transactions and fund freezing measures.

🎙️ Presented by 10 Leaves

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AML/TFS Compliance Gaps Identified by ADGM RA in 2025

jeudi 11 juin 2026 • Durée 20:32

In this episode of The Riffle, we examine the key findings emerging from the ADGM Registration Authority’s 2025 DNFBP AML/TFS Onsite Assessments and their implications for Designated Non-Financial Businesses and Professions (DNFBPs) operating within ADGM.

The discussion explores recurring compliance gaps identified across 35 onsite assessments, highlighting the difference between having documented AML/TFS frameworks and effectively implementing them in practice. Topics include deficiencies in Business Risk Assessments (BRAs), Customer Risk Assessments (CRAs), Enhanced Customer Due Diligence (ECDD), governance oversight, and the treatment of Targeted Financial Sanctions (TFS) risks.

Further, the episode examines regulatory expectations surrounding risk-based methodologies, ongoing customer monitoring, source of wealth and source of funds verification, senior management approvals for high-risk relationships, and the importance of substantive annual AML/TFS reviews. It also discusses the Registration Authority’s recommended good practices, including independent testing of AML controls, dynamic risk assessments, and strengthened governance frameworks.

Special attention is given to the Registration Authority’s expectation that all DNFBPs conduct a risk-based self-assessment, implement remediation plans where necessary, and demonstrate active senior management oversight to address identified weaknesses.

A concise briefing for compliance professionals, MLROs, risk officers, legal advisors, auditors, corporate service providers, real estate firms, accounting practices, and other ADGM-regulated DNFBPs seeking to understand the Registration Authority’s supervisory priorities and strengthen the effectiveness of their AML/TFS compliance frameworks.

🎙️ Presented by 10 Leaves.

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DFSA Rulebook Amendments 2027

mercredi 10 juin 2026 • Durée 23:30

In this episode of The Riffle, we examine the DFSA’s Rulebook Amendments and their implications for banks, financial institutions, fintech firms, Islamic finance operators, and regulated entities operating within the DIFC.

The discussion explores the key regulatory enhancements introduced across the General (GEN), Prudential – Investment, Insurance Intermediation and Banking (PIB), Glossary (GLO), and Islamic Finance (IFR) modules, with implementation scheduled for January 2027. Topics include strengthened governance requirements, mandatory risk management functions for large and complex firms, Governing Body-approved Risk Appetite Statements, and enhanced expectations surrounding corporate and risk culture.

Further, the episode highlights new standards for management information systems (MIS), internal audit independence, credit classification and provisioning requirements, concentration risk management, large exposure limits, and capital adequacy considerations. Special attention is given to the incorporation of climate-related financial risks, digitalization risks, stress testing expectations, and amendments affecting Islamic finance institutions and Profit Sharing Investment Accounts (PSIAs).

A concise briefing for compliance professionals, risk officers, financial institutions, fintech operators, legal advisors, internal auditors, and DIFC-regulated entities seeking to understand the DFSA’s evolving supervisory expectations and the practical impact of its latest Rulebook reforms.

🎙️ Presented by 10 Leaves

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ADGM FSRA Guidance & Policy Manual

mardi 9 juin 2026 • Durée 19:14

Here's a description in the same style and tone as your previous The Riffle episodes, based on the uploaded AML Framework Enhancements document:

In this episode of The Riffle, we examine the ADGM Financial Services Regulatory Authority’s AML Framework Enhancements and their implications for financial institutions, virtual asset service providers, DNFBPs, compliance professionals, and regulated entities operating within the ADGM.

The discussion explores the key amendments introduced to the Financial Services and Markets Regulations 2015 (FSMR) and the Anti-Money Laundering and Sanctions Rulebook, effective May 2026. Topics include the alignment of ADGM’s AML framework with updated UAE federal legislation and FATF standards, strengthened governance and accountability requirements, and the continued emphasis on a robust risk-based approach to AML and sanctions compliance.

Further, the episode highlights enhanced expectations relating to customer due diligence, high-risk jurisdiction controls, record-keeping obligations, suspicious activity reporting, sanctions compliance, and the responsibilities of Governing Bodies, Senior Management, and Money Laundering Reporting Officers (MLROs). Special attention is given to Virtual Asset Service Providers (VASPs), targeted financial sanctions, and the increasing focus on operational resilience and regulatory oversight.

A concise briefing for compliance officers, MLROs, risk professionals, legal advisors, fintech operators, financial institutions, and ADGM-regulated entities seeking to understand the latest AML, CTF, and sanctions compliance developments within the UAE regulatory landscape.

🎙️ Presented by 10 Leaves

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Enhancements to the DFSA Rulebook

mercredi 13 mai 2026 • Durée 21:21

In this episode of The Riffle, we examine the DFSA’s Rulebook Enhancements aligned with the Basel Core Principles and their implications for financial institutions, banks, fintech firms, and regulated entities operating within the DIFC.

The discussion explores key regulatory updates introduced under Consultation Paper 167 (CP 167), including enhanced risk management frameworks, strengthened credit risk oversight, IFRS 9 provisioning alignment, expanded concentration risk definitions, and stricter related-party transaction governance requirements.

Further, the episode highlights the DFSA’s focus on independent risk functions, risk data aggregation and MIS standards, governance accountability, internal audit enhancements, and stronger supervisory expectations for large and complex firms.

A concise briefing for compliance professionals, financial institutions, fintech operators, risk officers, legal advisors, and DIFC-regulated entities seeking to understand evolving DFSA regulatory expectations and Basel-aligned supervisory standards.

🎙️ Presented by 10 Leaves

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UAE Proliferation Financing National Risk Assessment

lundi 11 mai 2026 • Durée 13:48

In this episode of The Riffle, we examine the UAE Proliferation Financing National Risk Assessment and its implications for financial institutions, Virtual Asset Service Providers (VASPs), fintech firms, and regulated entities operating within the UAE.

The discussion explores key proliferation financing risks identified in the assessment, including sanctions evasion, trade finance abuse, front company structures, cryptocurrency misuse, dual-use goods movement, and threats linked to DPRK and Iran-related networks. It also highlights vulnerabilities across VASPs, banks, free zones, and precious metals sectors.

Further, the episode outlines the UAE’s regulatory focus on Targeted Financial Sanctions (TFS), enhanced compliance controls, operational resilience, governance standards, and stronger coordination between authorities and the private sector.

A concise briefing for compliance professionals, financial institutions, fintech operators, legal advisors, trade finance professionals, and UAE-regulated entities seeking to understand evolving proliferation financing risks and regulatory expectations.

🎙️ Presented by 10 Leaves

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Cyber Threat Landscape and Regulatory Guidance for Virtual Asset Service Providers (VASPs)

vendredi 8 mai 2026 • Durée 23:01

In this episode of The Riffle, we examine the FSRA’s Cyber Threat Landscape and Regulatory Guidance for Virtual Asset Service Providers (VASPs), a significant regulatory briefing shaping cyber resilience expectations and risk management standards within the virtual asset sector.

The discussion explores key cyber threat categories identified by the FSRA, including infrastructure attacks, private key compromise, ransomware and extortion tactics, identity fraud, AI-generated impersonation, and supply chain vulnerabilities. It also highlights technical risks within decentralized finance (DeFi), including cross-chain bridge attacks, flash loan manipulation, and re-entrancy exploits.

Further, the episode outlines the FSRA’s recommended strategic security measures, including hardware-backed key custody, smart contract auditing, secure-by-design frameworks, phishing-resistant MFA, third-party risk management, incident readiness, and mandatory cyber incident reporting obligations within 24 hours.

A concise briefing for boards, senior management, compliance professionals, cybersecurity teams, Virtual Asset Service Providers, fintech operators, digital asset platforms, and ADGM-based entities seeking to understand evolving cyber resilience expectations and regulatory obligations within the UAE’s virtual asset ecosystem.

🎙️ Presented by 10 Leaves

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Proposals for Enhancements to the Islamic Finance Rules

jeudi 7 mai 2026 • Durée 18:18

In this episode of The Riffle, we examine the DFSA’s Proposed Enhancements to the Islamic Finance Rules (Consultation Paper 172), a significant regulatory initiative shaping the governance and regulatory framework for Islamic Financial Business within the DIFC.

The discussion explores key proposed amendments, including the clarification of “holding out” as conducting Islamic Financial Business, requirements for Islamic endorsements, enhanced Shari’a governance expectations, and reforms to Takaful disclosure obligations. It also highlights the regulatory treatment of Islamic digital assets, PSIAs, execution-only distribution exemptions, and the DFSA’s continued role as a Shari’a systems regulator focused on governance and compliance oversight.

A concise briefing for boards, senior management, legal and compliance teams, Islamic Financial Institutions, insurers, intermediaries, fund managers, and DIFC-based entities on understanding evolving regulatory expectations and operational requirements within the Islamic finance sector.

🎙️ Presented by 10 Leaves

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2026 ML/ TF Risk Assessment

jeudi 7 mai 2026 • Durée 20:38

In this episode of The Riffle, we examine ADGM’s 2026 ML/TF Risk Assessment for Legal Persons and Arrangements , a significant regulatory assessment shaping the jurisdiction’s risk-based supervisory and compliance framework.

The discussion explores key findings from the assessment, including the transition to a five-point risk rating scale, the identification of higher-risk legal structures, strengthened beneficial ownership transparency measures, and enhanced Company Service Provider (CSP) oversight. It also highlights ADGM’s evolving approach to inspections, enforcement, SPV nexus requirements, and AML/CFT risk mitigation aligned with international standards.

A concise briefing for boards, senior management, legal and compliance teams, financial institutions, and ADGM-based entities on understanding emerging ML/TF risks, regulatory expectations, and supervisory priorities within ADGM.

🎙️ Presented by 10 Leaves

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ADGM’s 2026 Commercial Legislation Amendments

mercredi 6 mai 2026 • Durée 19:31

In this episode of The Riffle, we examine ADGM’s 2026 Commercial Legislation Amendments , a significant regulatory update shaping how businesses operate within the jurisdiction’s evolving compliance framework.

The discussion explores key changes introduced by the Registration Authority, including the prohibition of bearer shares, enhanced beneficial ownership requirements, restrictions on non-profit activities, and the standardisation of filing procedures. It also highlights strengthened licensing standards, increased compliance obligations for service providers, and expanded enforcement powers of the Registrar.

A concise briefing for boards, senior management, legal and compliance teams, and ADGM-based entities on navigating these amendments and strengthening governance, transparency, and regulatory alignment.

🎙️ Presented by 10 Leaves

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The Riffle Podcast – Détails, épisodes et analyse

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